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Client Bill of Rights

A great relationship is based upon a solid foundation. The Client Bill of Rights clearly identifies the level of proactive service and relationship you will experience.


You are entitled to a high level of proactive, courteous service from all associates at our firm.


You have the right to work with a trustworthy, dependable, independent Wealth Advisor focused on your journey to financial freedom. I will develop a personal relationship with you through insightful communication highlighting our core beliefs, investment outlook and management philosophy. I will present portfolio reviews annually or as often as necessary, and be available to answer the questions that matter to you as they arise.


You have the right to independent and unconflicted advice and recommendations based upon your defined needs, risk tolerances, and goals. Through holistic Wealth Planning your needs are clearly defined and constantly monitored.


You have the right to a transparent relationship and to clearly know the costs for portfolio management, transactions and advisory services. We strive to be clear and concise in all of our communications to you. If you have a question, it is our duty to answer it for you in an understandable way. 


You have the right to the strictest levels of confidentiality.  We will protect all information to the hightest standards outlined by SEC, FINRA, state and regulatory agencies.


You have the right to a prompt response. As your Trusted Advisor, I commit to returning calls in a timely manner. Should you require additional research, our team will set a clearly defined time frame for completion.


You have the right to continual education along your journey to true wealth. Through education, our team will project reasonable expectations and achievable scenarios in the development and constant monitoring of your Wealth Plan.


You have the right to receive best execution in all that we do. Portfolio transactions will be executed in a timely manner, at the best available price, and with prompt third party confirmation. All interactions will be timely, precise, and promptly completed.


You have the right to accurate third party reporting of all managed accounts. Your statements will identify all account positions held, cash receipts, and disbursements.